Category
code |
Category
of Shareholder
|
No
of Sharesholders
|
Total
number
of shares |
Number
of shares
held in
dematerialized
form |
Total
shareholding as a % of total number of shares
|
Shares
pledged or otherwise encumbered |
As
a percentage of(A+B)1 |
As
a percentage of (A+B+C) |
Number
of shares |
As
a percentage |
(I)
|
(II)
|
(III)
|
(IV)
|
(V)
|
(VI)
|
(VII)
|
(VIII)
|
(IX)=(VIII)/
(IV)*100
|
|
A. |
Share
holding ofPromoter and Promoter Group |
|
|
|
|
|
1. |
Indian |
(a) |
Indian
Individuals/ Hindu Undivided Family |
11 |
7722179 |
4737105 |
6.722 |
6.722 |
400626 |
1.402 |
(b) |
Central
Government/ State Government(s) |
|
|
|
0.000 |
0.000 |
|
|
(c) |
Body
Corporates |
8
|
20846164
|
20846164
|
18.146
|
18.146
|
9365099
|
32.781
|
(d) |
Financial
Institutions/ Banks |
|
|
|
0.000 |
0.000 |
|
|
(e) |
Any
Other (Specify) |
|
|
|
0.000 |
0.000 |
|
|
|
Sub
Total(A)(1) |
19 |
28568343 |
25583269
|
24.869 |
24.869 |
9765725 |
34.184 |
2
|
Foreign
|
(a) |
Individuals
(Non-Resident Individuals/ Foreign Individuals) |
0 |
0 |
0 |
0.000 |
0.000 |
|
|
(b) |
Bodies
Corporate
|
|
|
|
|
|
|
|
(c) |
Institutions |
|
|
|
|
|
|
|
(d) |
Any
Other (Specify) |
|
|
|
|
|
|
|
|
Sub
Total(A)(2) |
|
|
|
|
|
|
|
|
|
Total
Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) |
19 |
28568343 |
25583269
|
24.869 |
24.869 |
9765725 |
34.184 |
|
(B)
|
Public
shareholding |
(1) |
Institutions
|
|
|
|
|
|
N.A
|
N.A
|
(a)
|
Mutual
Funds & UTI |
11 |
12321 |
45 |
0.011 |
0.011 |
|
|
(b)
|
Financial
Institutions / Banks |
42 |
1448587 |
746159 |
1.261 |
1.261 |
|
|
(c)
|
Central
Government/ State Government(s) |
0 |
0 |
0 |
0.000 |
0.000 |
|
|
(d)
|
Venture
Capital Funds |
|
|
|
0.000 |
0.000 |
|
|
(e)
|
Insurance
Companies |
4 |
1159674 |
1159674 |
1.009 |
1.009 |
|
|
(f)
|
Foreign
Institutional Investors (SEBI-registered) |
1 |
1761 |
0 |
0.002 |
0.002 |
|
|
(g)
|
Foreign
Venture Capital Investors |
|
|
|
0.000 |
0.000 |
|
|
(h)
|
Any
Other (Specify) |
|
|
|
0.000
|
0.000
|
|
|
|
Sub-Total
(B)(1) |
58 |
2622343 |
1905878 |
2.283 |
2.283 |
0 |
0.000 |
|
(2) |
Non-institutions
|
|
|
|
|
|
N.A
|
N.A
|
(a)
|
Bodies
Corporate |
657 |
48102433 |
46949552
|
41.873 |
41.873 |
|
|
(b) |
i).
Individual shareholders holding nominal share capital
up to Rs 1 Lakh |
41001 |
24689822 |
22327357
|
21.492 |
21.492 |
|
|
ii).
Individual shareholders holding nominal share capital
excess of Rs. 1 Lakh. |
58 |
8590416 |
8181920 |
7.478 |
7.478 |
|
|
(c)
|
Any Others (Specify) |
|
|
|
0.000 |
0.000 |
|
|
|
N.R.I. |
551 |
474125 |
291582 |
0.413 |
0.413 |
|
|
(d)
|
Overseas
Bodies Corporates |
3 |
1830000 |
0 |
1.593 |
1.593 |
|
|
|
Sub-Total
(B)(2) |
42270 |
83686796
|
77750411
|
72.849 |
72.849 |
0 |
0.000 |
|
Total
Public Shareholding (B)= (B)(1)+(B)(2) |
42328 |
86309139
|
79656289
|
75.131 |
75.131 |
0 |
0.000 |
|
Total
(A) + (B) |
42347
|
114877482
|
105239558
|
100.000
|
100.000
|
9765725
|
34.184
|
(C)
|
Shares
held by Custodians and against which Depository Receipts
have been issued |
|
|
|
|
0.000 |
|
|
|
|
|
|
|
|
|
|
|
|
GRAND
TOTAL (A) (B) +(C) |
42347 |
114877482 |
105239558 |
100.000 |
100.000 |
9765725 |
34.184 |
|
Annexure
- II - (I) (b)
|
|
(
I )( b ) Statement showing holding of securities (including
shares, warrants, convertible securities) of persons
belonging to the category “Promoter and Promoter Group”
|
|
Name
of the Company : |
NICCO
CORPORATION LTD
|
|
|
|
|
Scrip
Code (BSE):
|
590028
|
|
Quarter
Ended :
|
30-Sep-2012 |
|
|
|
|
|
SRL.
No. |
Name
of the shareholder |
Details
of Shares held |
Encumbered
shares (*) |
Details of warrants |
Details of convertible
securities |
|
Number |
As
a % of grand total
(A)+(B)+(C) |
Number |
As a percentage
|
As a % of grand
total (A)+(B)+(C) of sub-clause (I)(a) |
Number of warrants
held |
As a % total number
of warrants of the same class |
Number of convertible
securities held |
As a % total number
of convertible securities of the same class |
Total shares (including
underlying shares assuming full conversion of warrants
and convertible securities) as a % of diluted share capital
|
(I)
|
(II)
|
(III)
|
(IV)
|
(V)
|
(VI)=(V)/(III)
* 100 |
(VII)
|
(VIII)
|
(IX)
|
(X)
|
(XI)
|
(XII)
|
1
|
MRS.
M M KAUL |
150626
|
0.131%
|
150626
|
0.527%
|
0.131%
|
|
0.000%
|
|
0.000%
|
0.131%
|
2
|
MR.
RAJIVE KAUL |
100000
|
0.087%
|
100000
|
0.350%
|
0.087%
|
|
0.000%
|
|
0.000%
|
0.087%
|
3
|
MRS
ANJALI BHAN KAMTEKAR |
150000
|
0.131%
|
150000
|
0.525%
|
0.131%
|
|
0.000%
|
|
0.000%
|
0.131%
|
4 |
NAROTTAM
DAS |
5038
|
0.004%
|
|
0.000%
|
0.000%
|
|
0.000%
|
|
0.000%
|
0.004%
|
5 |
PRABIR
CHAKRAVORTY |
100
|
0.000%
|
|
0.000%
|
0.000%
|
|
0.000%
|
|
0.000%
|
0.000%
|
6
|
NICCO
UCO ALLIANCE CREDIT LTD |
4096875
|
3.566%
|
|
0.000%
|
0.000%
|
|
0.000%
|
|
0.000%
|
3.566%
|
7
|
PALLAVI
PRIYADARSHAIN KAUL |
2000
|
0.002%
|
|
0.000%
|
0.000%
|
|
0.000%
|
|
0.000%
|
0.002%
|
8 |
SHEKHAR
INFOTECH PVT LTD |
4450000
|
3.874%
|
4450000
|
15.577%
|
3.874%
|
|
0.000%
|
|
0.000%
|
3.874%
|
9
|
NICCO
FINANCIAL SERVICES LTD |
2380432
|
2.072%
|
2380432
|
8.332%
|
2.072%
|
|
0.000%
|
|
0.000%
|
2.072%
|
10 |
ASSOCIATED
INDUSTRIAL DEV CO LTD |
863454
|
0.752%
|
863454
|
3.022%
|
0.752%
|
|
0.000%
|
|
0.000%
|
0.752%
|
11 |
HINDUSTHAN
WIRE & METAL PROD LTD |
290508
|
0.253%
|
290508
|
1.017%
|
0.253%
|
|
0.000%
|
|
0.000%
|
0.253%
|
12 |
HERCULES
TRADING CORPN PVT LTD |
1380705
|
1.202%
|
1380705
|
4.833%
|
1.202%
|
|
0.000%
|
|
0.000%
|
1.202%
|
13 |
KANTA
BHAN PROPERTIES PVT LTD |
7455
|
0.006%
|
|
0.000%
|
0.000%
|
|
0.000%
|
|
0.000%
|
0.006%
|
14 |
RAJIVE
KAUL (J.N.BHAN MEMORIAL CHARITY TRUST) |
171360
|
0.149%
|
|
0.000%
|
0.000%
|
|
0.000%
|
|
0.000%
|
0.149%
|
15 |
NICCO
RESTRUCTURING EMPLOYEES TRUST FUND |
3788841
|
3.298%
|
|
0.000%
|
0.000%
|
|
0.000%
|
|
0.000%
|
3.298%
|
16 |
RAJIVE
KAUL (G.K.KHEMKA CHARITY TRUST) |
342890
|
0.298%
|
|
0.000%
|
0.000%
|
|
0.000%
|
|
0.000%
|
0.298%
|
17 |
RUCHIKA
ELECTRICAL & ENGINEERS PVT LTD |
7376735
|
6.421%
|
|
0.000%
|
0.000%
|
|
0.000%
|
|
0.000%
|
6.421%
|
18 |
RAJIVE
KAUL & J.S.PAUL ( NRETF WELFARE TRUST) |
26250
|
0.023%
|
|
0.000%
|
0.000%
|
|
0.000%
|
|
0.000%
|
0.023%
|
19 |
RAJIVE
KAUL & J.S.PAUL TRUSTEES OF NICCO RESTRUCTURING EMPLOYEES
TRUST FUND |
2985074
|
2.598%
|
|
0.000%
|
0.000%
|
|
0.000%
|
|
0.000%
|
2.598%
|
TOTAL:
|
28568343
|
24.869%
|
9765725
|
34.184%
|
8.501%
|
0.000%
|
0.000%
|
0.000%
|
0.000%
|
24.869%
|
|
Annexure
- II - (I) (c)(i)
|
(
I )( c )(i) Statement showing holding of securities
(including shares, warrants, convertible securities)
of persons belonging to the category “Public” and holding
more than 1% of the total number of shares
|
|
Name
of the Company : |
NICCO
CORPORATION LTD
|
|
|
|
Scrip
Code (BSE):
|
590028
|
|
Quarter
Ended :
|
30-Sep-2012 |
|
|
|
|
|
SRL.
No. |
Name
of the shareholder |
Number
of shares
hold
|
Shares
as a % of total number of shares {i.e., Grand Total (A)+(B)+(C)
indicated in Statement at para (I)(a)} |
Details
of warrants |
Details of convertible
securities |
Total shares (including
underlying shares assuming full conversion of warrants
and convertible securities) as a % of diluted share capital
|
Number of warrants
held |
As a % total number of warrants
of the same class |
Number of convertible securities
held |
% w.r.t total number of convertible
securities of the same class |
1
|
MANISHA
PINCHA |
1333327
|
1.161%
|
|
0.000%
|
|
0.000%
|
0.000%
|
|
|
|
0.000%
|
|
0.000%
|
|
0.000% |
1.161% |
|
|
|
0.000%
|
|
0.000%
|
|
0.000% |
0.000% |
|
|
|
0.000%
|
|
0.000%
|
|
0.000% |
0.000% |
|
|
|
0.000%
|
|
0.000%
|
|
0.000% |
0.000% |
|
|
|
0.000%
|
|
0.000%
|
|
0.000% |
0.000% |
|
|
|
0.000%
|
|
0.000%
|
|
0.000% |
0.000% |
|
TOTAL:
|
1333327
|
1.161%
|
|
0.000% |
|
0.000% |
1.161% |
|
Annexure
- II - (I) (c)(ii)
|
(
I )( c )(ii) Statement showing holding of securities
(including shares, warrants, convertible securities)
of persons (together with PAC) belonging to the category
“Public” and holding more than 5% of the total number
of shares of the company
|
|
Name
of the Company : |
NICCO
CORPORATION LTD
|
|
|
|
|
Scrip
Code (BSE):
|
590028
|
|
Quarter
Ended :
|
30-Sep-2012 |
|
Scrip
|
|
|
|
SRL
No. |
Name(s)
of the shareholder(s) and the Persons Acting in Concert
(PAC) with them |
No
of Shares held |
Shares
as a percentage of total number of shares {i.e., Grand
Total (A)+(B)+(C) indicated in Statement at para (I)(a)
above} |
Details of warrants |
Details of convertible
securities |
Total shares (including
underlying shares assuming full conversion of warrants
and convertible securities) as a % of diluted share capital
|
Number of warrants held |
As a % total number
of warrants of the same class |
Number of convertible securities
held |
% w.r.t total number
of convertible securities of the same class |
1 |
|
|
0.000%
|
|
0.000%
|
|
0.000%
|
0.000% |
|
|
|
|
|
0.000%
|
|
0.000%
|
0.000% |
|
|
|
|
|
0.000%
|
|
0.000%
|
0.000% |
|
|
|
|
|
0.000%
|
|
0.000%
|
0.000% |
|
|
|
|
|
0.000%
|
|
0.000%
|
0.000% |
|
|
|
|
|
0.000%
|
|
0.000%
|
0.000% |
|
|
|
|
|
0.000%
|
|
0.000%
|
0.000% |
|
|
|
|
|
0.000%
|
|
0.000%
|
0.000% |
TOTAL:
|
|
0.000%
|
|
0.000%
|
|
0.000%
|
0.000% |
|
Annexure
II - ( I ) ( d )
|
(
I )( c ) STATEMENT SHOWING details of locked-in shares
|
|
Name
of the Company : |
NICCO
CORPORATION LTD
|
|
|
|
|
Scrip
Code (BSE):
|
590028
|
|
Quarter
Ended :
|
30-Sep-2012 |
|
|
|
|
|
SRL
No. |
Name
Of the ShareHolder |
No
of locked-in Shares |
Locked-in
Shares as a % of total number of shares {i.e., Grand Total
(A) +(B)+ (C) indicated in Statement at para (I) (a) above
|
1 |
NICCO
RESTRUCTURING EMPLOYEES TRUST FUND |
3788841
|
3.39
|
2 |
RAJIVE
KAUL & J.S.PAUL TRUSTEES OF NICCO RESTRUCTURING EMPLOYEES
TRUST FUND
|
2985074
|
2.67
|
3 |
|
|
|
TOTAL:
|
6773915
|
6.05
|
|
Annexure
II - ( II ) (a)
|
(
I I)( a) STATEMENT details of Depository Receipts(DRs)
|
|
Name
of the Company : |
NICCO
CORPORATION LTD
|
|
|
Scrip
Code (BSE):
|
590028
|
|
Quarter
Ended :
|
30-Sep-2012 |
|
|
|
|
|
SRL
No. |
Type
of outstanding DR (ADRs, GDRs, SDRs, etc.) |
Type
of outstanding DRs |
No
of Shares underlying outstanding DRs |
Shares
undrlying outstanding DRs as a % of total no of shares{i.e.,Grand
Total (A) +(B)+ (C) indicated in Statement at para (1)
(a)} above |
1
|
|
|
|
|
2 |
NIL
|
|
|
|
3 |
|
|
|
|
|
TOTAL:
|
|
|
|
|
Annexure
II - ( II ) (b)
|
(
I I)( b) STATEMENT SHOWING HOLDING of Depository Receipts(DRs)
where underlying shares are in excess of 1% of the total
number of shares
|
|
Name
of the Company : |
NICCO
CORPORATION LTD
|
|
|
Scrip
Code (BSE):
|
590028
|
|
Quarter
Ended :
|
30-Sep-2012 |
|
|
|
|
SRL
No. |
Name
Of the DR Holder
|
Type
of otstndg DR(ADRs,GDRs,SDRs,etc)
|
No
of Shares underlying outstanding DRs
|
Shares
undrlying outstanding DRs as a % of total no of shares{i.e.,Grand
Total (A) +(B)+ (C) indicated in Statement at para (1)
(a)} above
|
1
|
|
|
|
|
2 |
NIL
|
|
|
|
3 |
|
|
|
|
|
TOTAL:
|
|
|
|
|